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SUMMARY:Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-for-dealers-to-complete-annual-review-and-testing-of-supervisory-controls-3/
CATEGORIES:MSRB
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SUMMARY:End of 529 Underwriting Assessment Reporting Period
DESCRIPTION:
URL:https://rrscompliance.com/event/end-of-529-underwriting-assessment-reporting-period-3/
CATEGORIES:MSRB
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SUMMARY:Last Day for Municipal Advisors to Complete Annual CEO Certification
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-for-municipal-advisors-to-complete-annual-ceo-certification-3/
CATEGORIES:MSRB
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SUMMARY:Last Day to Complete Annual Municipal Advisor Continuing Education
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-complete-annual-municipal-advisor-continuing-education-3/
CATEGORIES:MSRB
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SUMMARY:Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-complete-regulatory-element-content-for-municipal-securities-representatives-and-principals-3/
CATEGORIES:MSRB
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UID:740-1830297600-1830384000@rrscompliance.com
SUMMARY:First Day of Form A-12 Annual Affirmation Period
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-of-form-a-12-annual-affirmation-period-4/
CATEGORIES:MSRB
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UID:741-1830297600-1830384000@rrscompliance.com
SUMMARY:First Day to File Form G-37 for Quarter Ending December 31
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-to-file-form-g-37-for-quarter-ending-december-31-4/
CATEGORIES:MSRB
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