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X-WR-CALNAME:Renaissance Regulatory Services
X-ORIGINAL-URL:https://rrscompliance.com
X-WR-CALDESC:Events for Renaissance Regulatory Services
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BEGIN:VTIMEZONE
TZID:America/New_York
BEGIN:DAYLIGHT
TZOFFSETFROM:-0500
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TZNAME:EDT
DTSTART:20240310T070000
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DTSTART:20241103T060000
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DTSTART:20250309T070000
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DTSTART:20251102T060000
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DTSTART:20260308T070000
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DTSTART:20261101T060000
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DTSTART:20270314T070000
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BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260505T000000
DTEND;TZID=America/New_York:20260506T000000
DTSTAMP:20260502T061811
CREATED:20260421T233236Z
LAST-MODIFIED:20260421T233236Z
UID:696-1777939200-1778025600@rrscompliance.com
SUMMARY:2026 NASAA Public Policy Symposium
DESCRIPTION:
URL:https://rrscompliance.com/event/2026-nasaa-public-policy-symposium/
CATEGORIES:NASAA
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260501T000000
DTEND;TZID=America/New_York:20260502T000000
DTSTAMP:20260502T061811
CREATED:20260421T233235Z
LAST-MODIFIED:20260421T233235Z
UID:695-1777593600-1777680000@rrscompliance.com
SUMMARY:529 Underwriting Assessment Invoiced
DESCRIPTION:
URL:https://rrscompliance.com/event/529-underwriting-assessment-invoiced-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260430T000000
DTEND;TZID=America/New_York:20260501T000000
DTSTAMP:20260502T061811
CREATED:20260421T233235Z
LAST-MODIFIED:20260421T233235Z
UID:693-1777507200-1777593600@rrscompliance.com
SUMMARY:Last Day to File Form G-37 for Quarter Ending March 31
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-file-form-g-37-for-quarter-ending-march-31-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260430T000000
DTEND;TZID=America/New_York:20260501T000000
DTSTAMP:20260502T061811
CREATED:20260421T233235Z
LAST-MODIFIED:20260421T233235Z
UID:694-1777507200-1777593600@rrscompliance.com
SUMMARY:Rule A-11 Annual Municipal Advisor Fee Due
DESCRIPTION:
URL:https://rrscompliance.com/event/rule-a-11-annual-municipal-advisor-fee-due-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260415T090000
DTEND;TZID=America/New_York:20260415T233000
DTSTAMP:20260502T061811
CREATED:20260317T192733Z
LAST-MODIFIED:20260317T192733Z
UID:418-1776243600-1776295800@rrscompliance.com
SUMMARY:FINRA 4530 Complaint Filing
DESCRIPTION:Quarterly filings are due today.
URL:https://rrscompliance.com/event/finra-4530-complaint-filing/
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260415
DTEND;VALUE=DATE:20260416
DTSTAMP:20260502T061811
CREATED:20260317T192646Z
LAST-MODIFIED:20260317T192646Z
UID:416-1776211200-1776297599@rrscompliance.com
SUMMARY:4530/Customer Complaint Quarterly Reporting
DESCRIPTION:If the due date falls on a weekend or holiday then it is due on the first business day.
URL:https://rrscompliance.com/event/4530-customer-complaint-quarterly-reporting/
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260402T090000
DTEND;TZID=America/New_York:20260402T090000
DTSTAMP:20260502T061811
CREATED:20260317T192536Z
LAST-MODIFIED:20260317T192536Z
UID:414-1775120400-1775120400@rrscompliance.com
SUMMARY:FINRA 3130 Certification
DESCRIPTION:Annual supervisory controls testing and CEO Certification is due! Report to Board of Directors due within 45 days of execution.
URL:https://rrscompliance.com/event/finra-3130-certification/
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260401T000000
DTEND;TZID=America/New_York:20260402T000000
DTSTAMP:20260502T061811
CREATED:20260421T233221Z
LAST-MODIFIED:20260421T233221Z
UID:692-1775001600-1775088000@rrscompliance.com
SUMMARY:First Day to File Form G-37 for Quarter Ending March 31
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-to-file-form-g-37-for-quarter-ending-march-31-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260331
DTEND;VALUE=DATE:20260401
DTSTAMP:20260502T061811
CREATED:20260317T192452Z
LAST-MODIFIED:20260317T192452Z
UID:412-1774915200-1775001599@rrscompliance.com
SUMMARY:Form MA Filing (FYE 12/31)
DESCRIPTION:
URL:https://rrscompliance.com/event/form-ma-filing-fye-12-31/
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260331
DTEND;VALUE=DATE:20260401
DTSTAMP:20260502T061811
CREATED:20260317T192435Z
LAST-MODIFIED:20260317T192435Z
UID:410-1774915200-1775001599@rrscompliance.com
SUMMARY:Annual Reports Due
DESCRIPTION:
URL:https://rrscompliance.com/event/annual-reports-due/
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260331
DTEND;VALUE=DATE:20260401
DTSTAMP:20260502T061811
CREATED:20260317T192416Z
LAST-MODIFIED:20260317T192416Z
UID:408-1774915200-1775001599@rrscompliance.com
SUMMARY:Annual ADV Update
DESCRIPTION:If the due date falls on a weekend or holiday then it is due on the first business day. \n90 calendar days after FYE.
URL:https://rrscompliance.com/event/annual-adv-update/
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260327
DTEND;VALUE=DATE:20260328
DTSTAMP:20260502T061811
CREATED:20260317T192322Z
LAST-MODIFIED:20260317T192322Z
UID:406-1774569600-1774655999@rrscompliance.com
SUMMARY:SIS Filings Due
DESCRIPTION:
URL:https://rrscompliance.com/event/sis-filings-due/
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20260324
DTEND;VALUE=DATE:20260325
DTSTAMP:20260502T061811
CREATED:20260317T192301Z
LAST-MODIFIED:20260317T192301Z
UID:404-1774310400-1774396799@rrscompliance.com
SUMMARY:FOCUS Part II/IIA – Monthly Filings Due
DESCRIPTION:
URL:https://rrscompliance.com/event/focus-part-ii-iia-monthly-filings-due/
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260316T000000
DTEND;TZID=America/New_York:20260317T000000
DTSTAMP:20260502T061811
CREATED:20260421T233221Z
LAST-MODIFIED:20260421T233221Z
UID:691-1773619200-1773705600@rrscompliance.com
SUMMARY:Final Day to Comment on MSRB Rule G-27 on Dealer Supervision
DESCRIPTION:
URL:https://rrscompliance.com/event/final-day-to-comment-on-msrb-rule-g-27-on-dealer-supervision/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260301T000000
DTEND;TZID=America/New_York:20260302T000000
DTSTAMP:20260502T061811
CREATED:20260421T233220Z
LAST-MODIFIED:20260421T233220Z
UID:690-1772323200-1772409600@rrscompliance.com
SUMMARY:Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-submit-form-g-45-report-for-semi-annual-reporting-period-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260216T000000
DTEND;TZID=America/New_York:20260217T000000
DTSTAMP:20260502T061811
CREATED:20260421T233220Z
LAST-MODIFIED:20260421T233220Z
UID:689-1771200000-1771286400@rrscompliance.com
SUMMARY:EDGAR Closed - Washington's Birthday
DESCRIPTION:
URL:https://rrscompliance.com/event/edgar-closed-washingtons-birthday/
CATEGORIES:SEC EDGAR
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260202T000000
DTEND;TZID=America/New_York:20260203T000000
DTSTAMP:20260502T061811
CREATED:20260421T233220Z
LAST-MODIFIED:20260421T233220Z
UID:688-1769990400-1770076800@rrscompliance.com
SUMMARY:Final Day to Comment on Rule D-15 Defining the Term Sophisticated Municipal Market Professional (SMMP)
DESCRIPTION:
URL:https://rrscompliance.com/event/final-day-to-comment-on-rule-d-15-defining-the-term-sophisticated-municipal-market-professional-smmp/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260131T000000
DTEND;TZID=America/New_York:20260201T000000
DTSTAMP:20260502T061811
CREATED:20260421T233206Z
LAST-MODIFIED:20260421T233206Z
UID:686-1769817600-1769904000@rrscompliance.com
SUMMARY:Last Day to File Form G-37 for Quarter Ending Dec 31
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-file-form-g-37-for-quarter-ending-dec-31-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260131T000000
DTEND;TZID=America/New_York:20260201T000000
DTSTAMP:20260502T061811
CREATED:20260421T233206Z
LAST-MODIFIED:20260421T233206Z
UID:687-1769817600-1769904000@rrscompliance.com
SUMMARY:Rule A-11 Annual Municipal Advisor Professional Fee Assessed
DESCRIPTION:
URL:https://rrscompliance.com/event/rule-a-11-annual-municipal-advisor-professional-fee-assessed-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260131T000000
DTEND;TZID=America/New_York:20260201T000000
DTSTAMP:20260502T061811
CREATED:20260421T233205Z
LAST-MODIFIED:20260421T233205Z
UID:685-1769817600-1769904000@rrscompliance.com
SUMMARY:Last Day of Form A-12 Annual Affirmation Period
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-of-form-a-12-annual-affirmation-period-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260119T000000
DTEND;TZID=America/New_York:20260120T000000
DTSTAMP:20260502T061811
CREATED:20260421T233205Z
LAST-MODIFIED:20260421T233205Z
UID:684-1768780800-1768867200@rrscompliance.com
SUMMARY:EDGAR Closed - Birthday of Martin Luther King\, Jr.
DESCRIPTION:
URL:https://rrscompliance.com/event/edgar-closed-birthday-of-martin-luther-king-jr/
CATEGORIES:SEC EDGAR
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260101T000000
DTEND;TZID=America/New_York:20260102T000000
DTSTAMP:20260502T061811
CREATED:20260421T233205Z
LAST-MODIFIED:20260421T233205Z
UID:683-1767225600-1767312000@rrscompliance.com
SUMMARY:First Day to File Form G-37 for Quarter Ending December 31
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-to-file-form-g-37-for-quarter-ending-december-31-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260101T000000
DTEND;TZID=America/New_York:20260102T000000
DTSTAMP:20260502T061811
CREATED:20260421T233151Z
LAST-MODIFIED:20260421T233151Z
UID:681-1767225600-1767312000@rrscompliance.com
SUMMARY:EDGAR Closed - New Year's Day
DESCRIPTION:
URL:https://rrscompliance.com/event/edgar-closed-new-years-day/
CATEGORIES:SEC EDGAR
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260101T000000
DTEND;TZID=America/New_York:20260102T000000
DTSTAMP:20260502T061811
CREATED:20260421T233151Z
LAST-MODIFIED:20260421T233151Z
UID:682-1767225600-1767312000@rrscompliance.com
SUMMARY:First Day of Form A-12 Annual Affirmation Period
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-of-form-a-12-annual-affirmation-period-2/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251231T000000
DTEND;TZID=America/New_York:20260101T000000
DTSTAMP:20260502T061811
CREATED:20260421T233151Z
LAST-MODIFIED:20260421T233151Z
UID:680-1767139200-1767225600@rrscompliance.com
SUMMARY:Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-complete-regulatory-element-content-for-municipal-securities-representatives-and-principals/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251231T000000
DTEND;TZID=America/New_York:20260101T000000
DTSTAMP:20260502T061811
CREATED:20260421T233150Z
LAST-MODIFIED:20260421T233150Z
UID:678-1767139200-1767225600@rrscompliance.com
SUMMARY:Last Day for Municipal Advisors to Complete Annual CEO Certification
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-for-municipal-advisors-to-complete-annual-ceo-certification/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251231T000000
DTEND;TZID=America/New_York:20260101T000000
DTSTAMP:20260502T061811
CREATED:20260421T233150Z
LAST-MODIFIED:20260421T233150Z
UID:679-1767139200-1767225600@rrscompliance.com
SUMMARY:Last Day to Complete Annual Municipal Advisor Continuing Education
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-complete-annual-municipal-advisor-continuing-education/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251231T000000
DTEND;TZID=America/New_York:20260101T000000
DTSTAMP:20260502T061811
CREATED:20260421T233136Z
LAST-MODIFIED:20260421T233136Z
UID:677-1767139200-1767225600@rrscompliance.com
SUMMARY:End of 529 Underwriting Assessment Reporting Period
DESCRIPTION:
URL:https://rrscompliance.com/event/end-of-529-underwriting-assessment-reporting-period/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251230T000000
DTEND;TZID=America/New_York:20251231T000000
DTSTAMP:20260502T061811
CREATED:20260421T233136Z
LAST-MODIFIED:20260421T233136Z
UID:676-1767052800-1767139200@rrscompliance.com
SUMMARY:Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-for-dealers-to-complete-annual-review-and-testing-of-supervisory-controls/
CATEGORIES:MSRB
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20251031T000000
DTEND;TZID=America/New_York:20251101T000000
DTSTAMP:20260502T061811
CREATED:20260421T233136Z
LAST-MODIFIED:20260421T233136Z
UID:675-1761868800-1761955200@rrscompliance.com
SUMMARY:Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-make-timely-payment-for-annual-registration-fee-under-rule-a-12/
CATEGORIES:MSRB
END:VEVENT
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