Renaissance Regulatory Services

Last Day to File Form G-37 for Quarter Ending March 31
2027-04-30 00:00 - 2027-05-01 00:00, 2027-04-30 - 2027-05-01 (America/New_York)

Rule A-11 Annual Municipal Advisor Fee Due
2027-04-30 00:00 - 2027-05-01 00:00, 2027-04-30 - 2027-05-01

529 Underwriting Assessment Invoiced
2027-05-01 00:00 - 2027-05-02 00:00, 2027-05-01 - 2027-05-02

Last Day to Submit Payments for 529 Underwriting Assessment
2027-05-31 00:00 - 2027-06-01 00:00, 2027-05-31 - 2027-06-01

First Day to File Form G-37 for Quarter Ending June 30
2027-07-01 00:00 - 2027-07-02 00:00

Last Day to File Form G-37 for Quarter Ending June 30
2027-07-31 00:00 - 2027-08-01 00:00

Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30
2027-08-29 00:00 - 2027-08-30 00:00

First Day to File G-37 for Quarter Ending September 30
2027-10-01 00:00 - 2027-10-02 00:00

Last Day to File G-37 for Quarter ending September 30
2027-10-31 00:00 - 2027-11-01 00:00

Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12
2027-10-31 00:00 - 2027-11-01 00:00

Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls
2027-12-30 00:00 - 2027-12-31 00:00

Last Day for Municipal Advisors to Complete Annual CEO Certification
2027-12-31 00:00 - 2028-01-01 00:00

End of 529 Underwriting Assessment Reporting Period
2027-12-31 00:00 - 2028-01-01 00:00

Last Day to Complete Annual Municipal Advisor Continuing Education
2027-12-31 00:00 - 2028-01-01 00:00

Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals
2027-12-31 00:00 - 2028-01-01 00:00

First Day of Form A-12 Annual Affirmation Period
2028-01-01 00:00 - 2028-01-02 00:00

First Day to File Form G-37 for Quarter Ending December 31
2028-01-01 00:00 - 2028-01-02 00:00
