Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals
2026-12-31 00:00 - 2027-01-01 00:00, 2026-12-31 - 2027-01-01 (America/New_York)

End of 529 Underwriting Assessment Reporting Period
2026-12-31 - 2027-01-01

Last Day for Municipal Advisors to Complete Annual CEO Certification
2026-12-31 - 2027-01-01

Last Day to Complete Annual Municipal Advisor Continuing Education
2026-12-31 - 2027-01-01

First Day to File Form G-37 for Quarter Ending December 31
2027-01-01 00:00 - 2027-01-02 00:00, 2027-01-01 - 2027-01-02

First Day of Form A-12 Annual Affirmation Period
2027-01-01 00:00 - 2027-01-02 00:00, 2027-01-01 - 2027-01-02

SLS Filings Due
2027-01-05 - 2027-01-06, 2027-02-05 - 2027-02-06

FOCUS Part II/IIA - Quarterly Filings Due
2027-01-27 - 2027-01-28

FOCUS Schedule I Filings Due
2027-01-27 - 2027-01-28

Form Custody Filings Due
2027-01-27 - 2027-01-28

Annual Reports Due
2027-01-29 - 2027-01-30, 2027-03-01 - 2027-03-02, 2027-03-31 - 2027-04-01

Last Day of Form A-12 Annual Affirmation Period
2027-01-31 00:00 - 2027-02-01 00:00, 2027-01-31 - 2027-02-01

Last Day to File Form G-37 for Quarter Ending Dec 31
2027-01-31 00:00 - 2027-02-01 00:00, 2027-01-31 - 2027-02-01

Rule A-11 Annual Municipal Advisor Professional Fee Assessed
2027-01-31 00:00 - 2027-02-01 00:00, 2027-01-31 - 2027-02-01

SIS Filings Due
2027-02-01 - 2027-02-02

SSOI Filings Due
2027-02-01 - 2027-02-02

Form OBS Filings Due
2027-02-03 - 2027-02-04

Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period
2027-03-01 00:00 - 2027-03-02 00:00, 2027-03-01 - 2027-03-02

First Day to File Form G-37 for Quarter Ending March 31
2027-04-01 00:00 - 2027-04-02 00:00, 2027-04-01 - 2027-04-02
