Renaissance Regulatory Services

SLS Filings Due
2026-07-06 - 2026-07-07, 2026-08-04 - 2026-08-05, 2026-09-03 - 2026-09-04, 2026-10-05 - 2026-10-06

FINRA Certified Regulatory and Compliance Professional (CRCP)® Program Week I
2026-07-12 - 2026-07-18

Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review
2026-07-20 - 2026-07-21

FOCUS Part II/IIA - Quarterly Filings Due
2026-07-24 - 2026-07-25, 2026-10-26 - 2026-10-27

Form Custody Filings Due
2026-07-24 - 2026-07-25, 2026-10-26 - 2026-10-27

SIS Filings Due
2026-07-29 - 2026-07-30, 2026-08-28 - 2026-08-29, 2026-09-29 - 2026-09-30

SSOI Filings Due
2026-07-29 - 2026-07-30

AI Adoption in Practice Webinar Series
2026-07-29 - 2026-07-30

Annual Reports Due
2026-07-29 - 2026-07-30, 2026-08-31 - 2026-09-01, 2026-09-28 - 2026-09-29, 2026-10-29 - 2026-10-30

Last Day to File Form G-37 for Quarter Ending June 30
2026-07-31 00:00 - 2026-08-01 00:00 (America/New_York)

Form OBS Filings Due
2026-07-31 - 2026-08-01

2026 Financial Crimes and Cybersecurity Conference
2026-08-10 - 2026-08-12

FOCUS Part II/IIA - Monthly Filings Due
2026-08-25 - 2026-08-26, 2026-09-24 - 2026-09-25

Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30
2026-08-29 00:00 - 2026-08-30 00:00

EDGAR Closed - Labor Day
2026-09-07 00:00 - 2026-09-08 00:00

First Day to File G-37 for Quarter Ending September 30
2026-10-01 00:00 - 2026-10-02 00:00

EDGAR Closed - Columbus Day
2026-10-12 00:00 - 2026-10-13 00:00

2026 FINRA Advertising Regulation Conference
2026-10-15 - 2026-10-17

2026 Small Firm Conference
2026-10-27 - 2026-10-29
