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X-WR-CALDESC:Events for Renaissance Regulatory Services
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DTSTART;TZID=America/New_York:20260401T000000
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DTSTAMP:20260525T145450
CREATED:20260421T233221Z
LAST-MODIFIED:20260421T233221Z
UID:692-1775001600-1775088000@rrscompliance.com
SUMMARY:First Day to File Form G-37 for Quarter Ending March 31
DESCRIPTION:
URL:https://rrscompliance.com/event/first-day-to-file-form-g-37-for-quarter-ending-march-31-2/
CATEGORIES:MSRB
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DTSTART;TZID=America/New_York:20260402T090000
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DTSTAMP:20260525T145450
CREATED:20260317T192536Z
LAST-MODIFIED:20260317T192536Z
UID:414-1775120400-1775120400@rrscompliance.com
SUMMARY:FINRA 3130 Certification
DESCRIPTION:Annual supervisory controls testing and CEO Certification is due! Report to Board of Directors due within 45 days of execution.
URL:https://rrscompliance.com/event/finra-3130-certification/
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260415
DTEND;VALUE=DATE:20260416
DTSTAMP:20260525T145450
CREATED:20260317T192646Z
LAST-MODIFIED:20260317T192646Z
UID:416-1776211200-1776297599@rrscompliance.com
SUMMARY:4530/Customer Complaint Quarterly Reporting
DESCRIPTION:If the due date falls on a weekend or holiday then it is due on the first business day.
URL:https://rrscompliance.com/event/4530-customer-complaint-quarterly-reporting/
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260415T090000
DTEND;TZID=America/New_York:20260415T233000
DTSTAMP:20260525T145450
CREATED:20260317T192733Z
LAST-MODIFIED:20260317T192733Z
UID:418-1776243600-1776295800@rrscompliance.com
SUMMARY:FINRA 4530 Complaint Filing
DESCRIPTION:Quarterly filings are due today.
URL:https://rrscompliance.com/event/finra-4530-complaint-filing/
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20260430T000000
DTEND;TZID=America/New_York:20260501T000000
DTSTAMP:20260525T145450
CREATED:20260421T233235Z
LAST-MODIFIED:20260421T233235Z
UID:693-1777507200-1777593600@rrscompliance.com
SUMMARY:Last Day to File Form G-37 for Quarter Ending March 31
DESCRIPTION:
URL:https://rrscompliance.com/event/last-day-to-file-form-g-37-for-quarter-ending-march-31-2/
CATEGORIES:MSRB
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DTSTART;TZID=America/New_York:20260430T000000
DTEND;TZID=America/New_York:20260501T000000
DTSTAMP:20260525T145450
CREATED:20260421T233235Z
LAST-MODIFIED:20260421T233235Z
UID:694-1777507200-1777593600@rrscompliance.com
SUMMARY:Rule A-11 Annual Municipal Advisor Fee Due
DESCRIPTION:
URL:https://rrscompliance.com/event/rule-a-11-annual-municipal-advisor-fee-due-2/
CATEGORIES:MSRB
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