Leeza Shurtz is a Compliance Consultant with Renaissance Regulatory Services, Inc., a full-service consulting firm that offers a wide range of regulatory compliance consulting services to broker-dealers and investment advisers. Previously, Leeza was the Financial Reporting manager, where she was responsible for bookkeeping services for FINRA broker-dealers regarding SEC rule15(c )3 Net Capital requirement and FOCUS filings.
Leeza is CAMS certified. With this, she has served in project management positions on several Anti-Money Laundering reviews for large and small firms alike. In this role, Leeza analyzes AML programs, procedures and transactions, identifying any potential areas of weakness and recommending best practices to further improve firm operations. Additionally, Leeza provides FinCEN, PST and OFAC on-going support for small firms.
Leeza has also passed FINRA’s SIE exam. Leeza graduated from Florida State University majoring in Accounting and Finance.
Office: (561) 368-2245
Direct: (561) 437-4831
LeezaShurtz@RRSCompliance.com
