Angela Brunelle CPA, CAMS
Director
Angela Brunelle is a Director, Regulatory Services at Renaissance Regulatory Services, Inc., a full-service consulting firm providing regulatory and compliance consulting services to broker-dealers and registered investment advisers.
Angela spent more than 15 years at FINRA in progressively senior roles, most recently as Senior Principal Analyst, where Angela led risk-based regulatory reviews of broker-dealers and dually registered BD/IA firms. This work focused on supervisory controls and written supervisory procedures under FINRA Rule 3110, Reg BI compliance, net capital and customer protection reviews, best execution, CAT-driven trade reporting, change-in-business events under FINRA Rule 1017, market abuse surveillance, and issue remediation. Angela also designed and delivered training modules on these topics, served as a subject-matter expert, and produced clear, defensible work papers and risk narratives that strengthened examination consistency. Prior to FINRA, Angela gained experience in audits and controls testing as a Senior Staff Auditor at Crowe, LLP.