Name: Effective Date for amendments establishing the new as-soon-as-practicable trade reporting and related policies and procedures requirements under the Rule G-14 RTRS Procedures and the as-soon-as-practicable submission for comparison requirement under Rule G-12(f)
Start: 2026-07-01T00:00:00-04:00
End: 2026-07-02T00:00:00-04:00

April 2026
FINRA 4530 Complaint Filing

April 15 @ 9:00 am - 11:30 pm

Quarterly filings are due today.
Last Day to File Form G-37 for Quarter Ending March 31

April 30 @ 12:00 am - May 1 @ 12:00 am
Rule A-11 Annual Municipal Advisor Fee Due

April 30 @ 12:00 am - May 1 @ 12:00 am
May 2026
529 Underwriting Assessment Invoiced

May 1 @ 12:00 am - May 2 @ 12:00 am
2026 NASAA Public Policy Symposium

May 5 @ 12:00 am - May 6 @ 12:00 am
EDGAR Closed – Memorial Day

May 25 @ 12:00 am - May 26 @ 12:00 am
Last Day to Submit Payments for 529 Underwriting Assessment

May 31 @ 12:00 am - June 1 @ 12:00 am
June 2026
EDGAR Closed – Juneteenth

June 19 @ 12:00 am - June 20 @ 12:00 am
July 2026
First Day to File Form G-37 for Quarter Ending June 30

July 1 @ 12:00 am - July 2 @ 12:00 am
Effective Date for amendments establishing the new as-soon-as-practicable trade reporting and related policies and procedures requirements under the Rule G-14 RTRS Procedures and the as-soon-as-practicable submission for comparison requirement under Rule G-12(f)

July 1 @ 12:00 am - July 2 @ 12:00 am

April 2026

May 2026

June 2026

July 2026