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Events for July 25, 2026

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FOCUS Part II/IIA – Quarterly Filings Due

SEC-required filing. FOCUS Report Part II or IIA, and frequency of filing, based on broker-dealer's business model. Report includes financial statements and applicable schedules.

FINRA Category: Regulatory Filings

Add to Calendar: https://www.finra.org/calendar/ical/376161/calendar.ics

Source: https://www.finra.org/compliance-tools/compliance-calendar

Form Custody Filings Due

SEC-required filing that deals with broker-dealer business model with respect to the custody of customer assets, as applicable.

FINRA Category: Regulatory Filings

Add to Calendar: https://www.finra.org/calendar/ical/376136/calendar.ics

Source: https://www.finra.org/compliance-tools/compliance-calendar