MSRB
Events
-
-
-
-
-
-
-
-
-
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms
Regulated Entity: All MSRB Registered Firms
Source: https://www.msrb.org/events/Last-Day-Make-Timely-Payment-Annual-Registration-Fee-Under-Rule-A-12-2
-
Last Day to File G-37 for Quarter ending September 30
Last Day to File G-37 for Quarter ending September 30 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms
Regulated Entity: All MSRB Registered Firms
Source: https://www.msrb.org/events/Last-Day-File-G-37-Quarter-ending-September-30-1
-
-
Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members
Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members When Tue, Dec 1, 2026, all day See MSRB Notice 2026-04 Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:57 2026-06-03 15:30:57 Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members See MSRB Notice 2026-04 MSRB msrb@msrb.org America/New_York public
Regulated Entity: All MSRB Registered Firms
Source: https://www.msrb.org/events/Effective-Date-Amendments-Rule-G-20-Municipal-Advisors-and-Dealers-Are-Not-FINRA-Members
-
-
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls When Annually on the 30th of December All day Recent Tue, Dec 30, 2025, all day Upcoming Wed, Dec 30, 2026, all day Thu, Dec 30, 2027, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer
Regulated Entity: Broker, Dealer or Municipal Securities Dealer
Source: https://www.msrb.org/events/Last-Day-Dealers-Complete-Annual-Review-and-Testing-Supervisory-Controls-1