Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 October 31 @ 12:00 am - November 1 @ 12:00 am
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls December 30 @ 12:00 am - December 31 @ 12:00 am
End of 529 Underwriting Assessment Reporting Period December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
Last Day for Municipal Advisors to Complete Annual CEO Certification December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
Last Day to Complete Annual Municipal Advisor Continuing Education December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
First Day of Form A-12 Annual Affirmation Period January 1, 2027 @ 12:00 am - January 2, 2027 @ 12:00 am
First Day to File Form G-37 for Quarter Ending December 31 January 1, 2027 @ 12:00 am - January 2, 2027 @ 12:00 am
Last Day of Form A-12 Annual Affirmation Period January 31, 2027 @ 12:00 am - February 1, 2027 @ 12:00 am