Broker

Name: 529 Underwriting Assessment Invoiced
Start: 2026-05-01T00:00:00-04:00
End: 2026-05-02T00:00:00-04:00

March 2025
Compliance Date for Amendments to Rule G-47

March 3, 2025 @ 12:00 am - March 4, 2025 @ 12:00 am
May 2025
529 Underwriting Assessment Invoiced

May 1, 2025 @ 12:00 am - May 2, 2025 @ 12:00 am
Last Day to Submit Payments for 529 Underwriting Assessment

May 31, 2025 @ 12:00 am - June 1, 2025 @ 12:00 am
December 2025
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls

December 30, 2025 @ 12:00 am - December 31, 2025 @ 12:00 am
Last Day for Municipal Advisors to Complete Annual CEO Certification

December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
May 2026
529 Underwriting Assessment Invoiced

May 1 @ 12:00 am - May 2 @ 12:00 am