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10 events found.

MSRB

  1. Events
  2. MSRB

Events

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  • July 2026

  • Wed 1

    Effective Date for amendments establishing the new as-soon-as-practicable trade reporting and related policies and procedures requirements under the Rule G-14 RTRS Procedures and the as-soon-as-practicable submission for comparison requirement under Rule G-12(f)

    July 1 @ 12:00 am - July 2 @ 12:00 am
  • Wed 1

    First Day to File Form G-37 for Quarter Ending June 30

    July 1 @ 12:00 am - July 2 @ 12:00 am
  • Mon 20

    Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review

    July 20 - July 21

    Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review When Mon, Jul 20, 2026, all day See: MSRB Notice 2026-03 - Request for Comment Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:57 2026-06-03 15:30:57 Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review See: MSRB Notice 2026-03 - Request for Comment MSRB msrb@msrb.org America/New_York public

    Regulated Entity: All MSRB Registered Firms

    Source: https://www.msrb.org/events/Final-Day-Comment-Draft-Amendments-MSRB-Rules-Retire-Financial-Advisor-Terminology-Pursuant

  • Fri 31

    Last Day to File Form G-37 for Quarter Ending June 30

    July 31 @ 12:00 am - August 1 @ 12:00 am
  • August 2026

  • Sat 29

    Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30

    August 29 @ 12:00 am - August 30 @ 12:00 am
  • October 2026

  • Thu 1

    First Day to File G-37 for Quarter Ending September 30

    October 1 @ 12:00 am - October 2 @ 12:00 am
  • Sat 31

    Last Day to File G-37 for Quarter ending September 30

    October 31 @ 12:00 am - November 1 @ 12:00 am
  • Sat 31

    Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12

    October 31 @ 12:00 am - November 1 @ 12:00 am
  • Sat 31

    Last Day to File G-37 for Quarter ending September 30

    October 31 - November 1

    Last Day to File G-37 for Quarter ending September 30 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms

    Regulated Entity: All MSRB Registered Firms

    Source: https://www.msrb.org/events/Last-Day-File-G-37-Quarter-ending-September-30-1

  • Sat 31

    Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12

    October 31 - November 1

    Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms

    Regulated Entity: All MSRB Registered Firms

    Source: https://www.msrb.org/events/Last-Day-Make-Timely-Payment-Annual-Registration-Fee-Under-Rule-A-12-2

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