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Tag: All MSRB Registered Firms

Last Day to File Form G-37 for Quarter Ending March 31

Written by Brad Dawson on April 21, 2026.

Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period

Written by Brad Dawson on April 21, 2026.

First Day to File Form G-37 for Quarter Ending March 31

Written by Brad Dawson on April 21, 2026.

Last Day of Form A-12 Annual Affirmation Period

Written by Brad Dawson on April 21, 2026.

Last Day to File Form G-37 for Quarter Ending Dec 31

Written by Brad Dawson on April 21, 2026.

First Day of Form A-12 Annual Affirmation Period

Written by Brad Dawson on April 21, 2026.

First Day to File Form G-37 for Quarter Ending December 31

Written by Brad Dawson on April 21, 2026.

Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals

Written by Brad Dawson on April 21, 2026.

End of 529 Underwriting Assessment Reporting Period

Written by Brad Dawson on April 21, 2026.

Last Day to File G-37 for Quarter ending September 30

Written by Brad Dawson on April 21, 2026.