Last Day to Complete Annual Municipal Advisor Continuing Education Written by Brad Dawson on April 21, 2026.
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals Written by Brad Dawson on April 21, 2026.
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls Written by Brad Dawson on April 21, 2026.
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 Written by Brad Dawson on April 21, 2026.
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30 Written by Brad Dawson on April 21, 2026.
Effective Date for amendments establishing the new as-soon-as-practicable trade reporting and related policies and procedures requirements under the Rule G-14 RTRS Procedures and the as-soon-as-practicable submission for comparison requirement under Rule G-12(f) Written by Brad Dawson on April 21, 2026.