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Tag: Compliance

529 Underwriting Assessment Invoiced

Written by Brad Dawson on April 21, 2026.

Last Day to File Form G-37 for Quarter Ending March 31

Written by Brad Dawson on April 21, 2026.

Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period

Written by Brad Dawson on April 21, 2026.

First Day to File Form G-37 for Quarter Ending March 31

Written by Brad Dawson on April 21, 2026.

Last Day of Form A-12 Annual Affirmation Period

Written by Brad Dawson on April 21, 2026.

Last Day to File Form G-37 for Quarter Ending Dec 31

Written by Brad Dawson on April 21, 2026.

Rule A-11 Annual Municipal Advisor Professional Fee Assessed

Written by Brad Dawson on April 21, 2026.

First Day of Form A-12 Annual Affirmation Period

Written by Brad Dawson on April 21, 2026.

First Day to File Form G-37 for Quarter Ending December 31

Written by Brad Dawson on April 21, 2026.

Last Day for Municipal Advisors to Complete Annual CEO Certification

Written by Brad Dawson on April 21, 2026.