Last Day for Municipal Advisors to Complete Annual CEO Certification Written by Brad Dawson on April 21, 2026.
Last Day to Complete Annual Municipal Advisor Continuing Education Written by Brad Dawson on April 21, 2026.
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 Written by Brad Dawson on April 21, 2026.
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls Written by Brad Dawson on April 21, 2026.
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30 Written by Brad Dawson on April 21, 2026.
Effective Date of Clarifying and Technical Changes to the Rule G-14 RTRS Procedures, Rule G-12(f) and IF-1 Written by Brad Dawson on April 21, 2026.