Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls December 30, 2025 @ 12:00 am - December 31, 2025 @ 12:00 am
End of 529 Underwriting Assessment Reporting Period December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day for Municipal Advisors to Complete Annual CEO Certification December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day to Complete Annual Municipal Advisor Continuing Education December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
First Day to File Form G-37 for Quarter Ending December 31 January 1 @ 12:00 am - January 2 @ 12:00 am
Rule A-11 Annual Municipal Advisor Professional Fee Assessed January 31 @ 12:00 am - February 1 @ 12:00 am