Effective Date for amendments establishing the new as-soon-as-practicable trade reporting and related policies and procedures requirements under the Rule G-14 RTRS Procedures and the as-soon-as-practicable submission for comparison requirement under Rule G-12(f) July 1 @ 12:00 am - July 2 @ 12:00 am
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30 August 29 @ 12:00 am - August 30 @ 12:00 am
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 October 31 @ 12:00 am - November 1 @ 12:00 am
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls December 30 @ 12:00 am - December 31 @ 12:00 am
End of 529 Underwriting Assessment Reporting Period December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am