MSRB

Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review When Mon, Jul 20, 2026, all day See: MSRB Notice 2026-03 - Request for Comment Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:57 2026-06-03 15:30:57 Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review See: MSRB Notice 2026-03 - Request for Comment MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Final-Day-Comment-Draft-Amendments-MSRB-Rules-Retire-Financial-Advisor-Terminology-Pursuant

Last Day to File G-37 for Quarter ending September 30 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Last-Day-File-G-37-Quarter-ending-September-30-1

Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 When Annually on the 31st of October All day Recent Fri, Oct 31, 2025, all day Upcoming Sat, Oct 31, 2026, all day Sun, Oct 31, 2027, all day Regulated Entity All MSRB Registered Firms

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Last-Day-Make-Timely-Payment-Annual-Registration-Fee-Under-Rule-A-12-2

Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members When Tue, Dec 1, 2026, all day See MSRB Notice 2026-04 Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:57 2026-06-03 15:30:57 Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members See MSRB Notice 2026-04 MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Effective-Date-Amendments-Rule-G-20-Municipal-Advisors-and-Dealers-Are-Not-FINRA-Members