Conferences and Events

FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance and marketing professionals. Industry and regulatory speakers facilitate interactive discussions of communications topics including new rules, effective practices, regulatory priorities and emerging technologies. The conference also provides the opportunity to network with industry peers, participate in advertising review workshops, attend technology demos, and meet one-on-one with Advertising Regulation Department staff.

FINRA Category: Conferences and Events

Add to Calendar: https://www.finra.org/calendar/ical/377951/calendar.ics

Source: https://www.finra.org/compliance-tools/compliance-calendar

The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

FINRA Category: Conferences and Events

Add to Calendar: https://www.finra.org/calendar/ical/377936/calendar.ics

Source: https://www.finra.org/compliance-tools/compliance-calendar

The FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

The CRCP® program is delivered in partnership with the McDonough School of Business at Georgetown University and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who successfully complete the program within a two-year period.

FINRA Category: Conferences and Events

Add to Calendar: https://www.finra.org/calendar/ical/377941/calendar.ics

Source: https://www.finra.org/compliance-tools/compliance-calendar