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  • FINRA Certified Regulatory and Compliance Professional (CRCP)® Program Week I

    The FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

    The CRCP® program is delivered in partnership with the McDonough School of Business at Georgetown University and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who successfully complete the program within a two-year period.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/377931/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • AI Adoption in Practice Webinar Series

    Join FINRA staff and member firms for conversations about artificial intelligence (AI) adoption in the securities industry. This virtual three-part series brings regulatory experts and practitioners together to share real experiences and practical solutions.

    These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381126/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • 2026 Financial Crimes and Cybersecurity Conference

    The 2026 FINRA Financial Crimes and Cybersecurity Conference brings together compliance, risk management, operations, technology and cyber professionals from across the financial services ecosystem to learn and discuss defense strategies for the evolving threat landscape. Designed for professionals at all levels—from investigators and compliance specialists to senior leadership—this comprehensive hybrid event provides actionable insights on strengthening organizational resilience, protecting investors, and maintaining market integrity. Sessions span the full spectrum of financial crimes challenges, including fraud detection and prevention, AML compliance, cybersecurity, crypto asset risks, and senior investor protection.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381131/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • 2026 FINRA Advertising Regulation Conference

    FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance and marketing professionals. Industry and regulatory speakers facilitate interactive discussions of communications topics including new rules, effective practices, regulatory priorities and emerging technologies. The conference also provides the opportunity to network with industry peers, participate in advertising review workshops, attend technology demos, and meet one-on-one with Advertising Regulation Department staff.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/377951/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • 2026 Small Firm Conference

    The Small Firm Conference focuses on small firms' practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/377936/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • FINRA Certified Regulatory and Compliance Professional (CRCP)® Program Week II

    The FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

    The CRCP® program is delivered in partnership with the McDonough School of Business at Georgetown University and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who successfully complete the program within a two-year period.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/377941/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar