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  • From Red Flags to Real Results: How Regulators and Firms Stop Elder Financial Exploitation

    This panel brings together regulators and FINRA member firms to explore how regulatory tools and firm-level action can work together to protect senior investors. Regulators share what they are seeing including common red flags, examination findings and expectations around documentation, escalation and reporting. FINRA member firms provide real-world success stories demonstrating how the Trusted Contact Person Rule and FINRA Rule 2165 have prevented harms, stopped scams and ultimately strengthened client relationships.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381116/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • FINRA Crypto Applied Learning Program at Georgetown University

    FINRA's Crypto and Blockchain Education Program equips financial professionals with comprehensive, practical knowledge to understand and navigate crypto assets and blockchain technology. The in-person applied learning course, delivered in partnership with Georgetown University's McDonough School of Business, provides an immersive, hands-on experience that transforms foundational learning into actionable knowledge.

    The multiday in-person course combines expert instruction, interactive discussions, case studies, and hands-on scenarios designed to deepen your understanding and increase knowledge retention.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381121/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • FINRA Certified Regulatory and Compliance Professional (CRCP)® Program Week I

    The FINRA Institute at Georgetown Certified Regulatory and Compliance Professional (CRCP)® program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

    The CRCP® program is delivered in partnership with the McDonough School of Business at Georgetown University and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who successfully complete the program within a two-year period.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/377931/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • AI Adoption in Practice Webinar Series

    Join FINRA staff and member firms for conversations about artificial intelligence (AI) adoption in the securities industry. This virtual three-part series brings regulatory experts and practitioners together to share real experiences and practical solutions.

    These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381126/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar

  • 2026 Financial Crimes and Cybersecurity Conference

    The 2026 FINRA Financial Crimes and Cybersecurity Conference brings together compliance, risk management, operations, technology and cyber professionals from across the financial services ecosystem to learn and discuss defense strategies for the evolving threat landscape. Designed for professionals at all levels—from investigators and compliance specialists to senior leadership—this comprehensive hybrid event provides actionable insights on strengthening organizational resilience, protecting investors, and maintaining market integrity. Sessions span the full spectrum of financial crimes challenges, including fraud detection and prevention, AML compliance, cybersecurity, crypto asset risks, and senior investor protection.

    FINRA Category: Conferences and Events

    Add to Calendar: https://www.finra.org/calendar/ical/381131/calendar.ics

    Source: https://www.finra.org/compliance-tools/compliance-calendar