Last Day for Municipal Advisors to Complete Annual CEO Certification Written by Brad Dawson on June 3, 2026.
Last Day to Complete Annual Municipal Advisor Continuing Education Written by Brad Dawson on June 3, 2026.
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals Written by Brad Dawson on June 3, 2026.
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls Written by Brad Dawson on June 3, 2026.
Effective Date for Amendments to Rule G-20 for Municipal Advisors and Dealers that Are Not FINRA Members Written by Brad Dawson on June 3, 2026.
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 Written by Brad Dawson on June 3, 2026.
Final Day to Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review Written by Brad Dawson on June 3, 2026.