MSRB

Events for December 31, 2026

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Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls

Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls When Annually on the 30th of December All day Recent Tue, Dec 30, 2025, all day Upcoming Wed, Dec 30, 2026, all day Thu, Dec 30, 2027, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer

Regulated Entity: Broker, Dealer or Municipal Securities Dealer

Source: https://www.msrb.org/events/Last-Day-Dealers-Complete-Annual-Review-and-Testing-Supervisory-Controls-1

Last Day to Complete Annual Municipal Advisor Continuing Education

Last Day to Complete Annual Municipal Advisor Continuing Education When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity Municipal Advisor

Regulated Entity: Municipal Advisor

Source: https://www.msrb.org/events/Last-Day-Complete-Annual-Municipal-Advisor-Continuing-Education-1

Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals

Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:31:01 2026-06-03 15:31:01 Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Last-Day-Complete-Regulatory-Element-Content-Municipal-Securities-Representatives-and-0

End of 529 Underwriting Assessment Reporting Period

End of 529 Underwriting Assessment Reporting Period When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity All MSRB Registered Firms

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/End-529-Underwriting-Assessment-Reporting-Period-0

Last Day for Municipal Advisors to Complete Annual CEO Certification

Last Day for Municipal Advisors to Complete Annual CEO Certification When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer

Regulated Entity: Broker, Dealer or Municipal Securities Dealer

Source: https://www.msrb.org/events/Last-Day-Municipal-Advisors-Complete-Annual-CEO-Certification-1