8 events found.

MSRB

Name: First Day to File Form G-37 for Quarter Ending December 31
Start: 2027-01-01T00:00:00-05:00
End: 2027-01-02T00:00:00-05:00

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MSRB

Events for January 1, 2027

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Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals

December 31, 2026 - January 1, 2027

Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:31:01 2026-06-03 15:31:01 Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/Last-Day-Complete-Regulatory-Element-Content-Municipal-Securities-Representatives-and-0

End of 529 Underwriting Assessment Reporting Period

December 31, 2026 - January 1, 2027

End of 529 Underwriting Assessment Reporting Period When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity All MSRB Registered Firms

Regulated Entity: All MSRB Registered Firms

Source: https://www.msrb.org/events/End-529-Underwriting-Assessment-Reporting-Period-0

Last Day for Municipal Advisors to Complete Annual CEO Certification

December 31, 2026 - January 1, 2027

Last Day for Municipal Advisors to Complete Annual CEO Certification When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer

Regulated Entity: Broker, Dealer or Municipal Securities Dealer

Source: https://www.msrb.org/events/Last-Day-Municipal-Advisors-Complete-Annual-CEO-Certification-1

Last Day to Complete Annual Municipal Advisor Continuing Education

December 31, 2026 - January 1, 2027

Last Day to Complete Annual Municipal Advisor Continuing Education When Annually on the 31st of December All day Recent Wed, Dec 31, 2025, all day Upcoming Thu, Dec 31, 2026, all day Fri, Dec 31, 2027, all day Regulated Entity Municipal Advisor

Regulated Entity: Municipal Advisor

Source: https://www.msrb.org/events/Last-Day-Complete-Annual-Municipal-Advisor-Continuing-Education-1

First Day of Form A-12 Annual Affirmation Period

January 1, 2027 - January 2, 2027

First Day of Form A-12 Annual Affirmation Period When Annually on the 1st of January All day Recent Wed, Jan 1, 2025, all day Thu, Jan 1, 2026, all day Upcoming Fri, Jan 1, 2027, all day Sat, Jan 1, 2028, all day Where Online Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:58 2026-06-03 15:30:58 First Day of Form A-12 Annual Affirmation Period Online MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Where: Online

Source: https://www.msrb.org/events/First-Day-Form-A-12-Annual-Affirmation-Period-0

First Day to File Form G-37 for Quarter Ending December 31

January 1, 2027 - January 2, 2027

First Day to File Form G-37 for Quarter Ending December 31 When Annually on the 1st of January All day Recent Wed, Jan 1, 2025, all day Thu, Jan 1, 2026, all day Upcoming Fri, Jan 1, 2027, all day Sat, Jan 1, 2028, all day Where Online Regulated Entity All MSRB Registered Firms Add to Calendar 2026-06-03 15:30:58 2026-06-03 15:30:58 First Day to File Form G-37 for Quarter Ending December 31 Online MSRB msrb@msrb.org America/New_York public

Regulated Entity: All MSRB Registered Firms

Where: Online

Source: https://www.msrb.org/events/First-Day-File-Form-G-37-Quarter-Ending-December-31