Effective Date of Clarifying and Technical Changes to the Rule G-14 RTRS Procedures, Rule G-12(f) and IF-1 October 1, 2025 @ 12:00 am - October 2, 2025 @ 12:00 am
First Day to File G-37 for Quarter Ending September 30 October 1, 2025 @ 12:00 am - October 2, 2025 @ 12:00 am
Last Day to File G-37 for Quarter ending September 30 October 31, 2025 @ 12:00 am - November 1, 2025 @ 12:00 am
Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12 October 31, 2025 @ 12:00 am - November 1, 2025 @ 12:00 am
Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls December 30, 2025 @ 12:00 am - December 31, 2025 @ 12:00 am
End of 529 Underwriting Assessment Reporting Period December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day for Municipal Advisors to Complete Annual CEO Certification December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day to Complete Annual Municipal Advisor Continuing Education December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am
Last Day to Complete Regulatory Element Content for Municipal Securities Representatives and Principals December 31, 2025 @ 12:00 am - January 1, 2026 @ 12:00 am