Name: Annual ADV Update
Start: 2026-03-31T00:00:00-04:00
End: 2026-03-31T23:59:59-04:00

January 2026
Last Day of Form A-12 Annual Affirmation Period

January 31 @ 12:00 am - February 1 @ 12:00 am
Last Day to File Form G-37 for Quarter Ending Dec 31

January 31 @ 12:00 am - February 1 @ 12:00 am
Rule A-11 Annual Municipal Advisor Professional Fee Assessed

January 31 @ 12:00 am - February 1 @ 12:00 am
February 2026
Final Day to Comment on Rule D-15 Defining the Term Sophisticated Municipal Market Professional (SMMP)

February 2 @ 12:00 am - February 3 @ 12:00 am
EDGAR Closed – Washington’s Birthday

February 16 @ 12:00 am - February 17 @ 12:00 am
March 2026
Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period

March 1 @ 12:00 am - March 2 @ 12:00 am
Final Day to Comment on MSRB Rule G-27 on Dealer Supervision

March 16 @ 12:00 am - March 17 @ 12:00 am
FOCUS Part II/IIA – Monthly Filings Due

March 24
SIS Filings Due

March 27
Annual ADV Update

March 31

If the due date falls on a weekend or holiday then it is due on the first business day. 90 calendar days after FYE.