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7 events found.

Dealer or Municipal Securities Dealer

  1. Events
  2. Dealer or Municipal Securities Dealer

Events

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Today
  • May 2026

  • Sun 31

    Last Day to Submit Payments for 529 Underwriting Assessment

    May 31 @ 12:00 am - June 1 @ 12:00 am
  • December 2026

  • Wed 30

    Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls

    December 30 @ 12:00 am - December 31 @ 12:00 am
  • Thu 31

    Last Day for Municipal Advisors to Complete Annual CEO Certification

    December 31, 2026 @ 12:00 am - January 1, 2027 @ 12:00 am
  • May 2027

  • Sat 1

    529 Underwriting Assessment Invoiced

    May 1, 2027 @ 12:00 am - May 2, 2027 @ 12:00 am
  • Mon 31

    Last Day to Submit Payments for 529 Underwriting Assessment

    May 31, 2027 @ 12:00 am - June 1, 2027 @ 12:00 am
  • December 2027

  • Thu 30

    Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls

    December 30, 2027 @ 12:00 am - December 31, 2027 @ 12:00 am
  • Fri 31

    Last Day for Municipal Advisors to Complete Annual CEO Certification

    December 31, 2027 @ 12:00 am - January 1, 2028 @ 12:00 am
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