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10 events found.

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  • May 2027

  • Sat 1

    529 Underwriting Assessment Invoiced

    May 1, 2027 - May 2, 2027

    529 Underwriting Assessment Invoiced When Annually on the 1st of May All day Recent Thu, May 1, 2025, all day Fri, May 1, 2026, all day Upcoming Sat, May 1, 2027, all day Mon, May 1, 2028, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer

    Regulated Entity: Broker, Dealer or Municipal Securities Dealer

    Source: https://www.msrb.org/events/529-Underwriting-Assessment-Invoiced-2

  • Mon 31

    Last Day to Submit Payments for 529 Underwriting Assessment

    May 31, 2027 @ 12:00 am - June 1, 2027 @ 12:00 am
  • Mon 31

    Last Day to Submit Payments for 529 Underwriting Assessment

    May 31, 2027 - June 1, 2027

    Last Day to Submit Payments for 529 Underwriting Assessment When Annually on the 31st of May All day Recent Sat, May 31, 2025, all day Sun, May 31, 2026, all day Upcoming Mon, May 31, 2027, all day Wed, May 31, 2028, all day Regulated Entity Broker, Dealer or Municipal Securities Dealer

    Regulated Entity: Broker, Dealer or Municipal Securities Dealer

    Source: https://www.msrb.org/events/Last-Day-Submit-Payments-529-Underwriting-Assessment-1

  • July 2027

  • Thu 1

    First Day to File Form G-37 for Quarter Ending June 30

    July 1, 2027 @ 12:00 am - July 2, 2027 @ 12:00 am
  • Sat 31

    Last Day to File Form G-37 for Quarter Ending June 30

    July 31, 2027 @ 12:00 am - August 1, 2027 @ 12:00 am
  • August 2027

  • Sun 29

    Last Day to Submit Form G-45 Report for Semi-Annual Reporting Period Ending June 30

    August 29, 2027 @ 12:00 am - August 30, 2027 @ 12:00 am
  • October 2027

  • Fri 1

    First Day to File G-37 for Quarter Ending September 30

    October 1, 2027 @ 12:00 am - October 2, 2027 @ 12:00 am
  • Sun 31

    Last Day to File G-37 for Quarter ending September 30

    October 31, 2027 @ 12:00 am - November 1, 2027 @ 12:00 am
  • Sun 31

    Last Day to Make Timely Payment for Annual Registration Fee Under Rule A-12

    October 31, 2027 @ 12:00 am - November 1, 2027 @ 12:00 am
  • December 2027

  • Thu 30

    Last Day for Dealers to Complete Annual Review and Testing of Supervisory Controls

    December 30, 2027 @ 12:00 am - December 31, 2027 @ 12:00 am
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